Pre-Pack Administration — 2026 Guide

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Quick answer

A pre-pack administration is where a company’s business or assets are sold immediately on, or shortly after, an administrator’s appointment, with the sale negotiated beforehand to preserve value. The administrator must justify it to creditors in a SIP 16 statement. Where the buyer is a connected party, an independent evaluator’s report is required before completion.

Last reviewed: June 2026 · For use in England & Wales · eLitigant is a Community Interest Company (No. 16566612), not a law firm. Always check the current official form on GOV.UK before you file, and sign the statement of truth yourself.

① Draft it from scratch

Chris drafts your pre-pack pack — board minutes, sale heads of terms, TUPE framework, SIP 16 statement and creditor communications — from your own facts.

② Check the draft you’ve written

Already prepared minutes or a sale contract? Upload your draft and Chris reviews it against the connected-party rules before it reaches your IP.

③ You’ve had a SIP 16 or creditor query — respond

Run any disclosure issue or creditor challenge by Chris; he reads it against your own documents and shows you where you stand.

In short: A pre-pack administration is a sale of an insolvent business arranged before administrators are appointed and completed shortly afterwards, governed by Schedule B1 of the Insolvency Act 1986, the connected-party pre-pack rules in the 2021 Regulations, and the administrator’s SIP 16 disclosure duties. The surrounding document pack — board minutes, valuation evidence, sale heads of terms, Pre-Pack Pool referral, TUPE records and SIP 16 statement — must be robust enough to withstand creditor scrutiny. eLitigant’s Chris drafts that pack from your own information, or checks the draft you have written.

Pre-pack administration gets a bad press that often says more about the critic than the tool. When jobs are preserved, customers continue to be served, and unsecured creditors receive more than they would from a liquidation, a pre-pack has done its job. The drafting around it must bear that scrutiny.

Work alongside your Insolvency Practitioner — not against them. The IP role is statutory and cannot be replaced. What Chris replaces is the solicitor or paralegal drafting that surrounds the IP’s work. Directors who arrive with clean drafts get faster, cheaper outcomes.

Redraft to Queen’s English perfect — professional standard, within reach.

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When pre-pack fits

  • Business has value as a going concern — customer contracts, brand, workforce, trade
  • That value would be destroyed by a public administration or liquidation
  • A buyer is ready and the sale price is defensible against market valuation
  • Existing directors (or a connected third party) are the logical buyer or a genuine third party is willing

The statutory framework

  • Insolvency Act 1986 Schedule B1 — administration
  • Administration (Restrictions on Disposal etc to Connected Persons) Regulations 2021 — the connected-party pre-pack rules
  • SIP 16 — administrator disclosure obligations

The 2021 reforms

Post-Graham Review, connected-party pre-packs require:

  • Referral to the Pre-Pack Pool, or
  • A “qualifying report” from an independent evaluator
  • Administrator’s SIP 16 statement within 7 days of sale
  • Detailed creditors’ report justifying the course of action

Let Chris draft the document pack

Arrive at your IP meeting with proposal, statement of affairs, and creditor correspondence already drafted. The IP reviews, signs off, administers. Your total legal cost comes down.

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The documents

Pre-appointment

  • Directors’ board minutes documenting insolvency, consideration of alternatives, rationale for pre-pack
  • Valuation evidence — independent where possible
  • Sale contract heads of terms
  • Pre-Pack Pool referral (if connected-party)
  • Administrator’s pre-appointment advice file

Appointment and sale

  • Notice of intention to appoint administrators
  • Notice of appointment
  • Sale contract executed
  • TUPE information and consultation records

Post-sale

  • SIP 16 statement — full disclosure of the sale process
  • Administrators’ proposals to creditors within 8 weeks
  • Creditor decision on proposals

Common criticism — and how clean drafting defeats it

Pre-packs to connected parties attract scrutiny. The three clean-drafting moves:

  • Robust marketing record — evidence the business was marketed, offers invited, alternatives tested
  • Independent valuation — multiple if possible
  • Pre-Pack Pool or qualifying report — not optional under the 2021 reforms

What Chris drafts for the pre-pack

  • Directors’ board minutes with insolvency tests applied
  • Sale contract heads of terms
  • TUPE consultation framework
  • Creditor communication pack
  • Response to SIP 16 disclosure issues
  • Evidence pack for Pre-Pack Pool referral

Prepare to win. Plan not to fail.

Pre-packs that survive scrutiny are pre-packs that were drafted to survive scrutiny from the first board minute onwards.

Frequently asked questions

What is a pre-pack administration?

It is an arrangement where the sale of an insolvent business is agreed before administrators are appointed, then completed shortly after appointment. When it preserves jobs, keeps customers served and returns more to unsecured creditors than a liquidation would, it has done its job — but the drafting around it must bear that scrutiny.

Does Chris replace my Insolvency Practitioner?

No. The IP role is statutory and cannot be replaced; you work alongside your IP, not against them. What Chris replaces is the solicitor or paralegal drafting that surrounds the IP’s work, so directors arrive with clean drafts and get faster, cheaper outcomes.

What rules apply to a connected-party pre-pack?

Following the 2021 reforms, a connected-party pre-pack requires either a referral to the Pre-Pack Pool or a qualifying report from an independent evaluator, plus the administrator’s SIP 16 statement and a detailed creditors’ report justifying the course of action. The framework sits under Insolvency Act 1986 Schedule B1, the 2021 connected-persons Regulations and SIP 16.

What documents make up the pre-pack pack?

Pre-appointment: directors’ board minutes documenting insolvency and alternatives considered, valuation evidence, sale heads of terms, and a Pre-Pack Pool referral if connected. Appointment and sale: notice of intention to appoint, notice of appointment, the executed sale contract and TUPE records. Post-sale: the SIP 16 statement and administrators’ proposals to creditors.

How does clean drafting defeat criticism of connected-party sales?

Three moves: a robust marketing record evidencing that the business was marketed and offers invited; independent valuation, ideally more than one; and a Pre-Pack Pool referral or qualifying report, which is not optional under the 2021 reforms. Pre-packs that survive scrutiny are those drafted to survive it from the first board minute.

How much does it cost?

You can start drafting the pack straight away. A full pre-pack proposal pack is also available where the exposure is high and protecting the directors’ personal position is the priority.

Prepare to win. Plan not to fail.

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Related guides: Individual Voluntary Arrangement (IVA) · Insolvency Statement of Affairs · The Director’s Liquidation & Restructuring Strategy · All civil court forms

eLitigant CIC (No. 16566612) — a community interest company. Not a law firm; you remain the litigant in person. eLitigant prepares professional documents from your own information; it does not give legal advice and no outcome is guaranteed. Always check the current HMCTS form and fee before filing.

See also: DIY company insolvency & rescue — every option compared, and how to cut the insolvency-practitioner fees.

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